Accredited Investment Fiduciary Announcement -PDF

LPL Financial is the largest independent broker/dealer in the nation.*

LPL Financial provides advisors with the tools, technology, and support they need. Your LPL Financial Advisor, Thomas Freismuth, can focus on what he does best—provide you with prudent financial guidance and advice.

LPL Financial provides Thomas Freismuth:

Technology — LPL's integrated, web-based technology platform allows advisors to manage critical aspects of their business while remaining highly efficient and responsive to their clients’ needs. Time-consuming processes—such as account opening and management, document imaging, transaction execution, and account rebalancing—are automated to improve efficiency and accuracy. With LPL Financial focused on technology, advisors are able to focus on what is most important: growing their clients’ assets.
Independent research — LPL's research team provides unbiased research on mutual funds, separate accounts, annuities, alternative investments, equities, fixed-income securities, and more. With a focus on performance, service, and transparency, the research team delivers timely perspectives on the ever-changing economic marketplace, helping advisors to help their clients understand and adjust to the latest developments.
Practice management programs and training — LPL Financial constantly seeks ways to help advisors increase their service to their clients. Their experience and leadership in our industry, as well as the size and diversity of their customer base, give them the ability to benchmark the best practices of successful financial advisors and financial institution-based investment programs. In addition, LPL is able to dedicate an experienced and diverse set of professionals to work with customers, helping them to build and manage their business and client relationships through one-on-one consulting and group training.
Comprehensive clearing and compliance services — LPL Financial custodies and clears the majority of advisor's transactions, providing an enhanced customer experience and expedited processing capabilities—all backed by robust and responsive service center and operations organizations focused on providing timely, accurate, and consistent support.

In addition, LPL's 300-person Compliance team provides oversight of many diverse compliance and monitoring requirements. We serve as a true business partner to our advisors, working closely with them and acting proactively on their behalf so they can run a compliant practice. By seamlessly integrating compliance functionality into our advisors’ practices, we enable many of their procedures to be fully automated. With LPL Financial focusing on back-office service and support, advisors are able to focus on their clients’ future rather than on logistics.

*As reported by Financial Planning magazine 1996-2010, based on total revenue.

Thomas P. Freismuth, CLU, ChFC, AIF®

LPL Registered Representative

Securities & Advisory Services offered through LPL Financial, Member FINRA/SIPC

The LPL Financial Representatives associated with this site may discuss and/or transact securities business with residents of Arkansas, California, District of Columbia, Florida, Michigan, Missouri, North Carolina, Pennsylvania, and Virginia.